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FlexShares STOXX US ESG Impact Index Fund

Objective and Strategy

The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXX US ESG Impact IndexSM (Underlying Index).

Different, by Design

1. Track STOXX index designed to serve as a core equity holding with Environmental, Social and Governance (ESG) exposure in an effort to enhance risk adjusted returns
2. Index assesses US companies based on Key Performance Indicators (KPIs) in ESG categories
3. Index aggregates criteria into one score and "tilts" the portfolio to companies with the highest scores
4. Constraints are utilized in an effort to minimize overall risk within the strategy

Related Documents

Premium/Discount Charts

Fund Facts

as of 01/20/2017
Inception07/13/2016
CUSIP33939L696
Total Net Assets$ 5,332,979.56
Shares Outstanding100,001
# of Holdings*261
Gross Expense Ratio.33%
Net Expense Ratio**.32%
Index ProviderSTOXX
Primary ExchangeNASDAQ
MarginableY
Derivative UseY
*Cash positions and derivatives such as futures and currency forwards are not included in the number of holdings.

**NTI has contractually agreed to reimburse the fees and expenses of the Fund’s independent trustees and independent legal counsel until July 5, 2017.

Tickers

ETF TickerESG
Related IndexSXEIMUL
NAVESG.NV
IOPVESG.IV
Shares OutstandingESG.SO
Estimated CashESG.EU
Total CashESG.TC

Fund Characteristics1

as of 01/20/2017
SEC Subsidized Yield2 (as of  12/31/2016)1.92%
SEC Unsubsidized Yield3
 (as of 12/31/2016)
1.87%
Distribution Yield42.40%
Weighted Average Market Cap189,092,200,761.25
Price to Earnings (as of  12/31/2016)25.31
Price to Book  (as of  12/31/2016)5.70
Price to Cash Flow  (as of  12/31/2016)16.90
Price to Sales  (as of  12/31/2016)3.22

Market Cap (%)

as of 01/20/2017
Large-Cap99.96
Mid-Cap.04
Total100.00

Style (%)

as of 01/19/2017
Value37.99
Core40.50
Growth21.51
Total100.00

SECTOR ALLOCATIONS

Performance information presented on this website is historical, and is not indicative of future results. Investment returns and principal may vary, and at the time of sale an investment may be worth more or worth less than its original value. For most recent month end performance please call 1-855-353-9383 (1-855-FlexETF). All performance figures assume reinvestment of dividend and capital gains at net asset value; actual returns may differ. Performance 1-year and less are cumulative; performance over 1-year are average annualized total returns. The fund inception date is generally several days prior to when the fund begins trading. NAV prices are used to calculate market price performance prior to 07/14/2016, when the fund first traded on NASDAQ. Market performance is determined using the bid/ask midpoint at 4:00pm Eastern time, when the NAV is typically calculated. They do not represent the returns you would receive if you traded shares at other times. Index performance does not represent FlexShares fund performance. It is not possible to invest directly in an index.

Definitions

1All Fund Characteristics terms are defined in the glossary.
2SEC Subsidized Yield
The 30-Day SEC Subsidized Yield is computed under an SEC standardized formula based on net income earned over the past 30 days. It is a "subsidized" yield, which means it includes contractual expense reimbursements and it would be lower without those reimbursements. It may also include an inflation adjustment that can cause the yield to vary substantially from one month to the next.
3SEC Unsubsidized Yield
The 30-Day SEC Unsubsidized Yield calculation is also computed under the same SEC standardized formula based on net income earned over the past 30 days, but excludes contractual expense reimbursements, resulting in a lower yield. It may also include an inflation adjustment that can cause the yield to vary substantially from one month to the next.
4Distribution Yield
This yield is calculated by taking the most recent distribution annualized and dividing by the fund NAV from the as of date. For Funds that distribute monthly, an NA will be displayed if the fund has not distributed within the last 35 days.

Month End Performance (%)

as of 12/31/2016
 1 MonthQTDYTD1 YearSince Inception
07/13/2016
Market Price2.494.37 N/A N/A6.34
NAV2.424.23 N/A N/A6.20
STOXX USA ESG Impact Index (SXEIMUV)2.464.10 N/A N/A6.03
Russell 1000 Index (RU10INTR)1.883.83 N/A N/A5.21

Quarter End Performance (%)

as of 12/31/2016
 1 MonthQTDYTD1 YearSince Inception
07/13/2016
Market Price2.494.37 N/A N/A6.34
NAV2.424.23 N/A N/A6.20
STOXX USA ESG Impact Index (SXEIMUV)2.464.10 N/A N/A6.03
Russell 1000 Index (RU10INTR)1.883.83 N/A N/A5.21
Performance information presented on this website is historical, and is not indicative of future results. Investment returns and principal may vary, and at the time of sale an investment may be worth more or worth less than its original value. For most recent month end performance please call 1-855-353-9383 (1-855-FlexETF). All performance figures assume reinvestment of dividend and capital gains at net asset value; actual returns may differ. Performance 1-year and less are cumulative; performance over 1-year are average annualized total returns. The fund inception date is generally several days prior to when the fund begins trading. NAV prices are used to calculate market price performance prior to xx/xx/2016, when the fund first traded on NASDAQ. Market performance is determined using the bid/ask midpoint at 4:00pm Eastern time, when the NAV is typically calculated. They do not represent the returns you would receive if you traded shares at other times. Index performance does not represent FlexShares fund performance. It is not possible to invest directly in an index.

Expense Ratios

as of 01/20/2017
 
Gross Expense Ratio.33%
Net Expense Ratio*.32%
*NTI has contractually agreed to reimburse the fees and expenses of the Fund’s independent trustees and independent legal counsel until July 5, 2017.


Definitions

  • Net Asset Value (NAV)
    NAV is a fund’s price per share, which is calculated by dividing the total value of all the securities in the fund’s portfolio plus cash, interest and receivables less any liabilities by the number of fund shares outstanding.
  • Market Price
    Because ETFs trade like stocks, ETF shares trade at market value on the secondary market, which can be a dollar value above (trading at a premium) or below (trading at a discount) the fund’s NAV.

Market Price

as of 01/20/2017
Price$53.31
Price $ Change$ .00
Price % Change .00%
Avg Bid/Ask Spread$.06
Bid/Ask Midpoint$53.35
Closing Bid Price$53.33
Closing Ask Price$53.37

NAV Price

as of 01/20/2017
Price$53.33
Price $ Change$.25
Price % Change.47%

Trading

as of 01/20/2017
52-Week High$53.65
52-Week Low$49.91
Premium/Discount$.02
Daily Trading Volume (Shares) 0
Average Trading Volume (Shares)539
Shares Outstanding100,001

TOP TEN HOLDINGS

as of 01/20/2017
NameTickerFund
Weight %
SectorMarket CapCountry
APPLE INC COMMON STOCK USD 0.00001AAPL6.6254Information TechnologyLarge-CapUnited States
MICROSOFT CORP COMMON STOCK USD 0.00000625MSFT5.0156Information TechnologyLarge-CapUnited States
EXXON MOBIL CORP COMMON STOCK USD 0XOM3.6446EnergyLarge-CapUnited States
GENERAL ELECTRIC CO COMMON STOCK USD 0.06GE2.7619IndustrialsLarge-CapUnited States
AT&T INC COMMON STOCK USD 1T2.6063Telecommunication ServicesLarge-CapUnited States
WELLS FARGO & CO COMMON STOCK USD 1.666WFC2.5562FinancialsLarge-CapUnited States
BANK OF AMERICA CORP COMMON STOCK USD 0.01BAC2.3809FinancialsLarge-CapUnited States
VERIZON COMMUNICATIONS INC COMMON STOCK USD 0.1VZ2.2054Telecommunication ServicesLarge-CapUnited States
AMAZON.COM INC COMMON STOCK USD 0.01AMZN2.1874Consumer DiscretionaryLarge-CapUnited States
ALPHABET INC COMMON STOCK USD 0.001GOOG2.0877Information TechnologyLarge-CapUnited States
PROCTER & GAMBLE CO/THE COMMON STOCK USD 0PG1.9852Consumer StaplesLarge-CapUnited States
INTEL CORP COMMON STOCK USD 0.001INTC1.7827Information TechnologyLarge-CapUnited States
CITIGROUP INC COMMON STOCK USD 0.01C1.6744FinancialsLarge-CapUnited States
BERKSHIRE HATHAWAY INC COMMON STOCK USD 0.0033BRK/B1.6619FinancialsLarge-CapUnited States
PFIZER INC COMMON STOCK USD 0.05PFE1.6383Health CareLarge-CapUnited States
WALT DISNEY CO/THE COMMON STOCK USD 0.01DIS1.6307Consumer DiscretionaryLarge-CapUnited States
INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCKIBM1.5256Information TechnologyLarge-CapUnited States
FACEBOOK INC COMMON STOCK USD 0.000006FB1.5231Information TechnologyLarge-CapUnited States
MERCK & CO INC COMMON STOCK USD 0.5MRK1.4853Health CareLarge-CapUnited States
COCA-COLA CO/THE COMMON STOCK USD 0.25KO1.3930Consumer StaplesLarge-CapUnited States
PEPSICO INC COMMON STOCK USD 0.017PEP1.2611Consumer StaplesLarge-CapUnited States
SCHLUMBERGER LTD COMMON STOCK USD 0.01SLB1.2450EnergyLarge-CapUnited States
3M CO COMMON STOCK USD 0.01MMM1.1002IndustrialsLarge-CapUnited States
CISCO SYSTEMS INC COMMON STOCK USD 0.001CSCO1.0453Information TechnologyLarge-CapUnited States
MCDONALD'S CORP COMMON STOCK USD 0.01MCD1.0339Consumer DiscretionaryLarge-CapUnited States
ALTRIA GROUP INC COMMON STOCK USD 0.333MO0.9446Consumer StaplesLarge-CapUnited States
STARBUCKS CORP COMMON STOCK USD 0.001SBUX0.8582Consumer DiscretionaryLarge-CapUnited States
UNITED TECHNOLOGIES CORP COMMON STOCK USD 1UTX0.7828IndustrialsLarge-CapUnited States
ACCENTURE PLC COMMON STOCK USD 0.0000225ACN US0.7828Information TechnologyLarge-CapUnited States
TEXAS INSTRUMENTS INC COMMON STOCK USD 1TXN0.7698Information TechnologyLarge-CapUnited States
PHILIP MORRIS INTERNATIONAL INC COMMON STOCK USD 0PM0.7606Consumer StaplesLarge-CapUnited States
ELI LILLY & CO COMMON STOCK USD 0LLY0.7592Health CareLarge-CapUnited States
GOLDMAN SACHS GROUP INC/THE COMMON STOCK USD 0.01GS0.7505FinancialsLarge-CapUnited States
CVS HEALTH CORPCVS0.7418Consumer StaplesLarge-CapUnited States
ABBOTT LABORATORIES COMMON STOCK USD 0ABT0.7132Health CareLarge-CapUnited States
MEDTRONIC PLC COMMON STOCK USD 0.1MDT US0.6990Health CareLarge-CapUnited States
UNITED PARCEL SERVICE INC COMMON STOCK USD 0.01UPS0.6870IndustrialsLarge-CapUnited States
WALGREENS BOOTS ALLIANCE INC COMMON STOCK USD 0.01WBA0.6511Consumer StaplesLarge-CapUnited States
COMCAST CORP COMMON STOCK USD 0.01CMCSA0.6139Consumer DiscretionaryLarge-CapUnited States
ORACLE CORP COMMON STOCK USD 0.01ORCL0.6099Information TechnologyLarge-CapUnited States
MONDELEZ INTERNATIONAL INC COMMON STOCK USD 0MDLZ0.6014Consumer StaplesLarge-CapUnited States
AMGEN INC COMMON STOCK USD 0.0001AMGN0.5813Health CareLarge-CapUnited States
US BANCORP COMMON STOCK USD 0.01USB0.5581FinancialsLarge-CapUnited States
MASTERCARD INC COMMON STOCK USD 0.0001MA0.5538Information TechnologyLarge-CapUnited States
COLGATE-PALMOLIVE CO COMMON STOCK USD 1CL0.5287Consumer StaplesLarge-CapUnited States
ABBVIE INC COMMON STOCK USD 0.01ABBV0.5171Health CareLarge-CapUnited States
NIKE INC COMMON STOCK USD 1NKE0.4959Consumer DiscretionaryLarge-CapUnited States
HALLIBURTON CO COMMON STOCK USD 2.5HAL0.4880EnergyLarge-CapUnited States
COSTCO WHOLESALE CORP COMMON STOCK USD 0.005COST0.4815Consumer StaplesLarge-CapUnited States
DUKE ENERGY CORP COMMON STOCK USD 0.001DUK0.4650UtilitiesLarge-CapUnited States
LOWE'S COS INC COMMON STOCK USD 0.5LOW0.4342Consumer DiscretionaryLarge-CapUnited States
TJX COS INC/THE COMMON STOCK USD 1TJX0.4256Consumer DiscretionaryLarge-CapUnited States
BANK OF NEW YORK MELLON CORP/THE COMMON STOCK USDBK0.4019FinancialsLarge-CapUnited States
THERMO FISHER SCIENTIFIC INC COMMON STOCK USD 1TMO0.3991Health CareLarge-CapUnited States
PNC FINANCIAL SERVICES GROUP INC/THE COMMON STOCKPNC0.3969FinancialsLarge-CapUnited States
NVIDIA CORP COMMON STOCK USD 0.001NVDA0.3831Information TechnologyLarge-CapUnited States
ADOBE SYSTEMS INC COMMON STOCK USD 0.0001ADBE0.3787Information TechnologyLarge-CapUnited States
TARGET CORP COMMON STOCK USD 0.0833TGT0.3758Consumer DiscretionaryLarge-CapUnited States
CATERPILLAR INC COMMON STOCK USD 1CAT0.3732IndustrialsLarge-CapUnited States
NEXTERA ENERGY INC COMMON STOCK USD 0.01NEE0.3676UtilitiesLarge-CapUnited States
METLIFE INC COMMON STOCK USD 0.01MET0.3431FinancialsLarge-CapUnited States
ANTHEM INC COMMON STOCK USD 0.01ANTM0.3397Health CareLarge-CapUnited States
KROGER CO/THE COMMON STOCK USD 1KR0.3318Consumer StaplesLarge-CapUnited States
MONSANTO CO COMMON STOCK USD 0.01MON0.3306MaterialsLarge-CapUnited States
CONOCOPHILLIPS COMMON STOCK USD 0.01COP0.3260EnergyLarge-CapUnited States
HEWLETT PACKARD ENTERPRISE CO COMMON STOCK USDHPE0.3242Information TechnologyLarge-CapUnited States
EI DU PONT DE NEMOURS & CO COMMON STOCK USD 0.3DD0.3239MaterialsLarge-CapUnited States
BECTON DICKINSON AND CO COMMON STOCK USD 1BDX0.3238Health CareLarge-CapUnited States
DOW CHEMICAL CO/THE COMMON STOCK USD 2.5DOW0.3235MaterialsLarge-CapUnited States
FEDEX CORP COMMON STOCK USD 0.1FDX0.3211IndustrialsLarge-CapUnited States
CIGNA CORP COMMON STOCK USD 0.25CI0.3210Health CareLarge-CapUnited States
S&P GLOBAL INC COMMON STOCK USD 1SPGI0.3183FinancialsLarge-CapUnited States
ILLINOIS TOOL WORKS INC COMMON STOCK USD 0.01ITW0.3116IndustrialsLarge-CapUnited States
SYNCHRONY FINANCIAL COMMON STOCK USD 0.001SYF0.3037FinancialsLarge-CapUnited States
AMERICAN EXPRESS CO COMMON STOCK USD 0.2AXP0.2950FinancialsLarge-CapUnited States
TESLA MOTORS INC COMMON STOCK USD 0.001TSLA0.2943Consumer DiscretionaryLarge-CapUnited States
ECOLAB INC COMMON STOCK USD 1ECL0.2937MaterialsLarge-CapUnited States
PRICELINE GROUP INC/THE COMMON STOCK USD 0.008PCLN0.2903Consumer DiscretionaryLarge-CapUnited States
PROLOGIS INC REIT USD 0.01PLD0.2845Real EstateLarge-CapUnited States
MARRIOTT INTERNATIONAL INC/MD COMMON STOCK USDMAR0.2791Consumer DiscretionaryLarge-CapUnited States
KIMBERLY-CLARK CORP COMMON STOCK USD 1.25KMB0.2752Consumer StaplesLarge-CapUnited States
EATON CORP PLC COMMON STOCK USD 0.01ETN0.2681IndustrialsLarge-CapUnited States
BAKER HUGHES INC COMMON STOCK USD 1BHI0.2679EnergyLarge-CapUnited States
SOUTHWEST AIRLINES CO COMMON STOCK USD 1LUV0.2650IndustrialsLarge-CapUnited States
HP INC COMMON STOCK USD 0.01HPQ0.2619Information TechnologyLarge-CapUnited States
SPECTRA ENERGY CORP COMMON STOCK USD 0.001SE0.2555EnergyLarge-CapUnited States
PG&E CORP COMMON STOCK USD 0PCG0.2537UtilitiesLarge-CapUnited States
DEERE & CO COMMON STOCK USD 1DE0.2487IndustrialsLarge-CapUnited States
DELTA AIR LINES INC COMMON STOCK USD 0.0001DAL0.2486IndustrialsLarge-CapUnited States
PRUDENTIAL FINANCIAL INC COMMON STOCK USD 0.01PRU0.2461FinancialsLarge-CapUnited States
FORD MOTOR CO COMMON STOCK USD 0.01F0.2434Consumer DiscretionaryLarge-CapUnited States
AMERICAN INTERNATIONAL GROUP INC COMMON STOCK USDAIG0.2426FinancialsLarge-CapUnited States
WEYERHAEUSER CO REIT USD 1.25WY0.2409Real EstateLarge-CapUnited States
AFLAC INC COMMON STOCK USD 0.1AFL0.2344FinancialsLarge-CapUnited States
AUTOMATIC DATA PROCESSING INC COMMON STOCK USD 0.1ADP0.2289Information TechnologyLarge-CapUnited States
BAXTER INTERNATIONAL INC COMMON STOCK USD 1BAX0.2259Health CareLarge-CapUnited States
MORGAN STANLEY COMMON STOCK USD 0.01MS0.2241FinancialsLarge-CapUnited States
INGERSOLL-RAND PLC COMMON STOCK USD 1IR0.2187IndustrialsLarge-CapUnited States
LYONDELLBASELL INDUSTRIES NV COMMON STOCK USD 0.04LYB0.2152MaterialsLarge-CapUnited States
BIOGEN INC COMMON STOCK USD 0.0005BIIB0.2110Health CareLarge-CapUnited States
CUMMINS INC COMMON STOCK USD 2.5CMI0.2075IndustrialsLarge-CapUnited States
INTUIT INC COMMON STOCK USD 0.01INTU0.2069Information TechnologyLarge-CapUnited States
SYSCO CORP COMMON STOCK USD 1SYY0.2063Consumer StaplesLarge-CapUnited States
UNITED CONTINENTAL HOLDINGS INC COMMON STOCK USDUAL0.2036IndustrialsLarge-CapUnited States
JOHNSON CONTROLS INTERNATIONALJCI0.1999IndustrialsLarge-CapUnited States
CARNIVAL CORP COMMON STOCK USD 0.01CCL0.1983Consumer DiscretionaryLarge-CapUnited States
GENERAL MILLS INC COMMON STOCK USD 0.1GIS0.1947Consumer StaplesLarge-CapUnited States
SHERWIN-WILLIAMS CO/THE COMMON STOCK USD 1SHW0.1919MaterialsLarge-CapUnited States
AUTODESK INC COMMON STOCK USD 0.01ADSK0.1842Information TechnologyLarge-CapUnited States
PUBLIC STORAGE REIT USD 0.1PSA0.1802Real EstateLarge-CapUnited States
COGNIZANT TECHNOLOGY SOLUTIONS CORP COMMON STOCKCTSH0.1752Information TechnologyLarge-CapUnited States
KEYCORP COMMON STOCK USD 1KEY0.1752FinancialsLarge-CapUnited States
HESS CORP COMMON STOCK USD 1HES0.1743EnergyLarge-CapUnited States
DEVON ENERGY CORP COMMON STOCK USD 0.1DVN0.1739EnergyLarge-CapUnited States
YUM BRANDS INC COMMON STOCK USD 0YUM0.1699Consumer DiscretionaryLarge-CapUnited States
ARCHER-DANIELS-MIDLAND CO COMMON STOCK USD 0ADM0.1698Consumer StaplesLarge-CapUnited States
HARTFORD FINANCIAL SERVICES GROUP INC/THE COMMONHIG0.1652FinancialsLarge-CapUnited States
PRAXAIR INC COMMON STOCK USD 0.01PX0.1632MaterialsLarge-CapUnited States
EDWARDS LIFESCIENCES CORP COMMON STOCK USD 1EW0.1615Health CareLarge-CapUnited States
ESTEE LAUDER COS INC/THE COMMON STOCK USD 0.01EL0.1556Consumer StaplesLarge-CapUnited States
PRINCIPAL FINANCIAL GROUP INC COMMON STOCK USDPFG0.1532FinancialsLarge-CapUnited States
ALLSTATE CORP/THE COMMON STOCK USD 0.01ALL0.1513FinancialsLarge-CapUnited States
SMUCKER(J.M.)CO COM STK NPVSJM0.1506Consumer StaplesLarge-CapUnited States
WILLIAMS COS INC/THE COMMON STOCK USD 1WMB0.1506EnergyLarge-CapUnited States
ULTA SALON COSMETICS & FRAGRANCE INC COMMON STOCKULTA0.1501Consumer DiscretionaryLarge-CapUnited States
ROYAL CARIBBEAN CRUISES LTDRCL0.1470Consumer DiscretionaryLarge-CapUnited States
CAPITAL ONE FINANCIAL CORP COMMON STOCK USD 0.01COF0.1444FinancialsLarge-CapUnited States
AIR PRODUCTS & CHEMICALS INC COMMON STOCK USD 1APD0.1433MaterialsLarge-CapUnited States
LOEWS CORP COMMON STOCK USD 0.01L0.1419FinancialsLarge-CapUnited States
AMERICAN TOWER CORP REIT USD 0.01AMT0.1410Real EstateLarge-CapUnited States
EMERSON ELECTRIC CO COMMON STOCK USD 0.5EMR0.1393IndustrialsLarge-CapUnited States
HOST HOTELS & RESORTS INC REIT USD 0.01HST0.1371Real EstateLarge-CapUnited States
PHILLIPS 66 COMMON STOCK USDPSX0.1342EnergyLarge-CapUnited States
PPG INDUSTRIES INC COMMON STOCK USD 1.67PPG0.1340MaterialsLarge-CapUnited States
ALASKA AIR GROUP INC COMMON STOCK USD 0.01ALK0.1317IndustrialsLarge-CapUnited States
COMERICA INC COMMON STOCK USD 5CMA0.1283FinancialsLarge-CapUnited States
EVERSOURCE ENERGY COMMON STOCK USD 5ES0.1261UtilitiesLarge-CapUnited States
CLOROX CO/THE COMMON STOCK USD 1CLX0.1232Consumer StaplesLarge-CapUnited States
AGILENT TECHNOLOGIES INC COMMON STOCK USD 0.01A0.1217Health CareLarge-CapUnited States
AMERICAN WATER WORKS CO INC COMMON STOCK USD 0.01AWK0.1217UtilitiesLarge-CapUnited States
BEST BUY CO INC COMMON STOCK USD 0.1BBY0.1206Consumer DiscretionaryLarge-CapUnited States
TRAVELERS COS INC/THE COMMON STOCK USD 0TRV0.1198FinancialsLarge-CapUnited States
CENTURYLINK INC COMMON STOCK USD 1CTL0.1191Telecommunication ServicesLarge-CapUnited States
YAHOO INC COMMON STOCK USD 0.001YHOO0.1185Information TechnologyLarge-CapUnited States
CONAGRA BRANDS INCCAG0.1177Consumer StaplesLarge-CapUnited States
TYSON FOODS INC COMMON STOCK USD 0.1TSN0.1176Consumer StaplesLarge-CapUnited States
HUMANA INC COMMON STOCK USD 0.166HUM0.1131Health CareLarge-CapUnited States
FASTENAL CO COMMON STOCK USD 0.01FAST0.1117IndustrialsLarge-CapUnited States
MOTOROLA SOLUTIONS INC COMMON STOCK USD 0.01MSI0.1114Information TechnologyLarge-CapUnited States
VORNADO REALTY TRUST REIT USD 0.04VNO0.1113Real EstateLarge-CapUnited States
HERSHEY CO/THE COMMON STOCK USD 1HSY0.1111Consumer StaplesLarge-CapUnited States
INTERNATIONAL PAPER CO COMMON STOCK USD 1IP0.1110MaterialsLarge-CapUnited States
PIONEER NATURAL RESOURCES CO COMMON STOCK USD 0.01PXD0.1043EnergyLarge-CapUnited States
WESTERN DIGITAL CORP COMMON STOCK USD 0.01WDC0.1037Information TechnologyLarge-CapUnited States
CITIZENS FINANCIAL GROUP INC COMMON STOCK USD 0.01CFG0.1037FinancialsLarge-CapUnited States
WESTERN UNION CO/THE COMMON STOCK USD 0.01WU0.1001Information TechnologyLarge-CapUnited States
CBRE GROUP INC COMMON STOCK USD 0.01CBG0.0978Real EstateLarge-CapUnited States
SKYWORKS SOLUTIONS INC COMMON STOCK USD 0.25SWKS0.0966Information TechnologyLarge-CapUnited States
VF CORP COMMON STOCK USD 0VFC0.0935Consumer DiscretionaryLarge-CapUnited States
DOLLAR GENERAL CORP COMMON STOCK USD 0.875DG0.0934Consumer DiscretionaryLarge-CapUnited States
IHS MARKIT LTDINFO US0.0933IndustrialsLarge-CapUnited States
CELANESE CORP COMMON STOCK USD 0.0001CE0.0933MaterialsLarge-CapUnited States
EXPEDITORS INTERNATIONAL OF WASHINGTON INC COMMONEXPD0.0921IndustrialsLarge-CapUnited States
CHECK POINT SOFTWARE TECHNOLOGIES LTD COMMON STOCKCHKP US0.0919Information TechnologyLarge-CapUnited States
WHITEWAVE FOODS CO/THE COMMON STOCK USD 0.01WWAV0.0916Consumer StaplesLarge-CapUnited States
ARTHUR J GALLAGHER & CO COMMON STOCK USD 1AJG0.0914FinancialsLarge-CapUnited States
ANNALY CAPITAL MANAGEMENT INC REIT USD 0.01NLY0.0890FinancialsLarge-CapUnited States
DR PEPPER SNAPPLE GROUP INC COMMON STOCK USD 0.01DPS0.0886Consumer StaplesLarge-CapUnited States
ANALOG DEVICES INC COMMON STOCK USD 0.167ADI0.0877Information TechnologyLarge-CapUnited States
FIRST REPUBLIC BANK/CA COMMON STOCKFRC0.0870FinancialsLarge-CapUnited States
LAS VEGAS SANDS CORP COMMON STOCK USD 0.001LVS0.0859Consumer DiscretionaryLarge-CapUnited States
XILINX INC COMMON STOCK USD 0.01XLNX0.0851Information TechnologyLarge-CapUnited States
CAMPBELL SOUP CO COMMON STOCK USD 0.0375CPB0.0850Consumer StaplesLarge-CapUnited States
LAM RESEARCH CORP COMMON STOCK USD 0.001LRCX0.0845Information TechnologyLarge-CapUnited States
KELLOGG CO COMMON STOCK USD 0.25K0.0841Consumer StaplesLarge-CapUnited States
WHIRLPOOL CORP COMMON STOCK USD 1WHR0.0837Consumer DiscretionaryLarge-CapUnited States
SEAGATE TECHNOLOGY PLC COMMON STOCK USD 0.00001STX0.0836Information TechnologyLarge-CapUnited States
IRON MOUNTAIN INC REIT USD 0.01IRM0.0834Real EstateLarge-CapUnited States
AMPHENOL CORP COMMON STOCK USD 0.001APH0.0825Information TechnologyLarge-CapUnited States
WYNDHAM WORLDWIDE CORP COMMON STOCK USD 0.01WYN0.0823Consumer DiscretionaryLarge-CapUnited States
PENTAIR PLC COMMON STOCK USD 0.01PNR US0.0818IndustrialsLarge-CapUnited States
PERRIGO CO PLC COMMON STOCK USD 0PRGO US0.0790Health CareLarge-CapUnited States
JUNIPER NETWORKS INC COMMON STOCK USD 0.00001JNPR0.0784Information TechnologyLarge-CapUnited States
SEI INVESTMENTS CO COMMON STOCK USD 0.01SEIC0.0774FinancialsLarge-CapUnited States
PACKAGING CORP OF AMERICA COMMON STOCK USD 0.01PKG0.0744MaterialsLarge-CapUnited States
WELLTOWER INCHCN0.0728Real EstateLarge-CapUnited States
JACK HENRY & ASSOCIATES INC COMMON STOCK USD 0.01JKHY0.0716Information TechnologyLarge-CapUnited States
AMDOCS LTD COMMON STOCK USD 0.01DOX0.0711Information TechnologyLarge-CapUnited States
INTERNATIONAL FLAVORS & FRAGRANCES INC COMMONIFF0.0710MaterialsLarge-CapUnited States
AMETEK INC COMMON STOCK USD 0.01AME0.0707IndustrialsLarge-CapUnited States
MACY'S INC COMMON STOCK USD 0.01M0.0703Consumer DiscretionaryLarge-CapUnited States
XYLEM INC/NY COMMON STOCK USDXYL0.0701IndustrialsLarge-CapUnited States
TIFFANY & CO COMMON STOCK USD 0.01TIF0.0687Consumer DiscretionaryLarge-CapUnited States
MASCO CORP COMMON STOCK USD 1MAS0.0685IndustrialsLarge-CapUnited States
AUTOLIV INC COMMON STOCK USD 1ALV US0.0683Consumer DiscretionaryLarge-CapUnited States
HCP INC REIT USD 1HCP0.0678Real EstateLarge-CapUnited States
FORTIVE CORP COMMON STOCK USD 0.01FTV0.0676IndustrialsLarge-CapUnited States
NEWFIELD EXPLORATION CO COMMON STOCK USD 0.01NFX0.0660EnergyLarge-CapUnited States
NEWELL BRANDS INCNWL0.0658Consumer DiscretionaryLarge-CapUnited States
MICROCHIP TECHNOLOGY INC COMMON STOCK USD 0.001MCHP0.0654Information TechnologyLarge-CapUnited States
VENTAS INC REIT USD 0.25VTR0.0651Real EstateLarge-CapUnited States
CENTERPOINT ENERGY INC COMMON STOCK USD 0.01CNP0.0635UtilitiesLarge-CapUnited States
HARMAN INTERNATIONAL INDUSTRIES INC COMMON STOCKHAR0.0623Consumer DiscretionaryLarge-CapUnited States
BALL CORP COMMON STOCK USD 0BLL0.0620MaterialsLarge-CapUnited States
BUNGE LTD COMMON STOCK USD 0.01BG0.0613Consumer StaplesLarge-CapUnited States
DELPHI AUTOMOTIVE PLC COMMON STOCK USD 0.01DLPH US0.0611Consumer DiscretionaryLarge-CapUnited States
KOHL'S CORP COMMON STOCK USD 0.01KSS0.0594Consumer DiscretionaryLarge-CapUnited States
GAP INC/THE COMMON STOCK USD 0.05GPS0.0582Consumer DiscretionaryLarge-CapUnited States
EASTMAN CHEMICAL CO COMMON STOCK USD 0.01EMN0.0577MaterialsLarge-CapUnited States
COCA-COLA EUROPEAN PARTNERS PLC COMMON STOCK USDCCE US0.0576Consumer StaplesLarge-CapUnited States
ALLY FINANCIAL INC COMMON STOCK USD 0.1ALLY0.0572FinancialsLarge-CapUnited States
NORDSTROM INC COMMON STOCK USD 0JWN0.0570Consumer DiscretionaryLarge-CapUnited States
L3 TECHNOLOGIES INCLLL0.0569IndustrialsLarge-CapUnited States
NOBLE ENERGY INC COMMON STOCK USD 0.01NBL0.0559EnergyLarge-CapUnited States
VERISK ANALYTICS INC COMMON STOCK USD 0.001VRSK0.0550IndustrialsLarge-CapUnited States
MOHAWK INDUSTRIES INC COMMON STOCK USD 0.01MHK0.0545Consumer DiscretionaryLarge-CapUnited States
SEALED AIR CORP COMMON STOCK USD 0.1SEE0.0544MaterialsLarge-CapUnited States
PARKER-HANNIFIN CORP COMMON STOCK USD 0.5PH0.0536IndustrialsLarge-CapUnited States
XEROX CORP COMMON STOCK USD 1XRX0.0532Information TechnologyLarge-CapUnited States
LEVEL 3 COMMUNICATIONS INC COMMON STOCK USD 0.01LVLT0.0531Telecommunication ServicesLarge-CapUnited States
MOBILEYE NV COMMON STOCKMBLY US0.0529Information TechnologyLarge-CapUnited States
AES CORP/VA COMMON STOCK USD 0.01AES0.0523UtilitiesLarge-CapUnited States
PINNACLE WEST CAPITAL CORP COMMON STOCK USD 0PNW0.0521UtilitiesLarge-CapUnited States
MICHAEL KORS HOLDINGS LTD COMMON STOCK USD 0KORS US0.0511Consumer DiscretionaryLarge-CapUnited States
IDEXX LABORATORIES INC COMMON STOCK USD 0.1IDXX0.0491Health CareLarge-CapUnited States
VIACOM INC COMMON STOCK USD 0.001VIAB0.0484Consumer DiscretionaryLarge-CapUnited States
HANESBRANDS INC COMMON STOCK USD 0.01HBI0.0479Consumer DiscretionaryLarge-CapUnited States
METTLER-TOLEDO INTERNATIONAL INC COMMON STOCK USDMTD0.0468Health CareLarge-CapUnited States
FORTUNE BRANDS HOME & SECURITY INC COMMON STOCKFBHS0.0458IndustrialsLarge-CapUnited States
ENTERGY CORP COMMON STOCK USD 0.01ETR0.0455UtilitiesLarge-CapUnited States
ALLEGHANY CORP COMMON STOCK USD 1Y0.0454FinancialsLarge-CapUnited States
FOOT LOCKER INC COMMON STOCK USD 0.01FL0.0442Consumer DiscretionaryLarge-CapUnited States
UNUM GROUP COMMON STOCK USD 0.1UNM0.0440FinancialsLarge-CapUnited States
SERVICENOW INC COMMON STOCK USD 0.001NOW0.0439Information TechnologyLarge-CapUnited States
CINTAS CORP COMMON STOCK USD 0CTAS0.0428IndustrialsLarge-CapUnited States
DELL TECHNOLOGIES INC CLASS V TRACKING STK USDDVMT0.0423Information TechnologyLarge-CapUnited States
FEDERAL REALTY INVESTMENT TRUST REIT USD 0.01FRT0.0423Real EstateLarge-CapUnited States
DARDEN RESTAURANTS INC COMMON STOCK USD 0DRI0.0414Consumer DiscretionaryLarge-CapUnited States
TOTAL SYSTEM SERVICES INC COMMON STOCK USD 0.1TSS0.0402Information TechnologyLarge-CapUnited States
SIGNET JEWELERS LTD COMMON STOCK USD 0.18SIG0.0394Consumer DiscretionaryMid-CapUnited States
GOODYEAR TIRE & RUBBER CO/THE COMMON STOCK USD 0GT0.0390Consumer DiscretionaryLarge-CapUnited States
ARCONIC INCARNC0.0360IndustrialsLarge-CapUnited States
MOSAIC CO/THE COMMON STOCK USD 0.01MOS0.0353MaterialsLarge-CapUnited States
SPLUNK INC COMMON STOCK USD 0.001SPLK0.0344Information TechnologyLarge-CapUnited States
HOLOGIC INC COMMON STOCK USD 0.01HOLX0.0340Health CareLarge-CapUnited States
EQT CORP COMMON STOCK USD 0EQT0.0331EnergyLarge-CapUnited States
ETRADE FINANCIAL CORPETFC0.0328FinancialsLarge-CapUnited States
DOVER CORP COMMON STOCK USD 1DOV0.0327IndustrialsLarge-CapUnited States
MSCI INC COMMON STOCK USD 0.01MSCI0.0307FinancialsLarge-CapUnited States
YUM CHINA HOLDINGS INC COMMON STOCK USD 0.01YUMC0.0304Consumer DiscretionaryLarge-CapUnited States
HARLEY-DAVIDSON INC COMMON STOCK USD 0.01HOG0.0286Consumer DiscretionaryLarge-CapUnited States
BORGWARNER INC COMMON STOCK USD 0.01BWA0.0285Consumer DiscretionaryLarge-CapUnited States
INGREDION INC COMMON STOCK USD 0.01INGR0.0284Consumer StaplesLarge-CapUnited States
PVH CORP COMMON STOCK USD 1PVH0.0279Consumer DiscretionaryLarge-CapUnited States
NASDAQ INC COMMON STOCK USD 0.01NDAQ0.0278FinancialsLarge-CapUnited States
RITE AID CORP COMMON STOCK USD 1RAD0.0252Consumer StaplesLarge-CapUnited States
CA INC COMMON STOCK USD 0.1CA0.0245Information TechnologyLarge-CapUnited States
STERICYCLE INC COMMON STOCK USD 0.01SRCL0.0211IndustrialsLarge-CapUnited States
ALKERMES PLC COMMON STOCK USD 0.01ALKS US0.0210Health CareLarge-CapUnited States
FLEX LTDFLEX0.0187Information TechnologyLarge-CapUnited States
AGNC INVESTMENT CORP REIT USD 0.01AGNC0.0128FinancialsLarge-CapUnited States

DISTRIBUTION SCHEDULE

View by year:
Ex-DateRecord DatePayable DateIncomeShort-Term
Capital Gains
Long-Term
Capital Gains
Return of CapitalTotal Distribution
12/21/201712/26/201712/28/2017
09/18/201709/20/201709/22/2017
06/19/201706/21/201706/23/2017
03/20/201703/22/201703/24/2017
12/22/201612/27/201612/29/20160.3221570000.322157
09/19/201609/21/201609/23/20160.1626110000.162611

The STOXX® USA ESG Impact Index offers exposure to a set of U.S. companies that is tilted towards companies scoring better with respect to a select set of environmental, social, and governance (ESG) key performance indicators (KPIs). Eligible U.S. securities are selected from the STOXX Global 1800 Index. The bottom 50% of such companies based on their ESG KPI scores are excluded from the Index, as are companies that do not adhere to the UN Global compact principles, are involved in controversial weapons or are coal miners (ICB Subsector 1771). Components are then weighted by free-float market cap combined with a cap factor that is based on a company’s aggregate ESG KPI score. Component weightings may also be adjusted to ensure that the weight of a single company is less than 5% at time of each index rebalancing or reconstitution.