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FlexShares STOXX® US ESG Impact Index Fund

Objective and Strategy

The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXX® USA ESG Impact IndexSM (Underlying Index).

Different, by Design

1. Track STOXX® index designed to serve as a core equity holding with Environmental, Social and Governance (ESG) exposure in an effort to enhance risk adjusted returns
2. Index assesses US companies based on Key Performance Indicators (KPIs) in ESG categories
3. Index aggregates criteria into one score and "tilts" the portfolio to companies with the highest scores
4. Constraints are utilized in an effort to minimize overall risk within the strategy

Related Documents

Premium/Discount Charts

Fund Facts

as of 04/28/2017
Inception07/13/2016
CUSIP33939L696
Total Net Assets$ 8,420,857.04
Shares Outstanding150,001
# of Holdings*263
Gross Expense Ratio.37%
Net Expense Ratio**.32%
Index ProviderSTOXX
Primary ExchangeNASDAQ
MarginableY
Derivative UseY
*Cash positions and derivatives such as futures and currency forwards are not included in the number of holdings.

**Northern Trust Investments, Inc. ("NTI" or "Investment Adviser") has contractually agreed to reimburse the fees and expenses of the Trust’s independent trustees and their independent legal counsel until March 1, 2018.

Tickers

ETF TickerESG
Related IndexSXEIMUL
NAVESG.NV
IOPVESG.IV
Shares OutstandingESG.SO
Estimated CashESG.EU
Total CashESG.TC

Fund Characteristics1

as of 04/28/2017
SEC Subsidized Yield2 (as of  03/31/2017)1.83%
SEC Unsubsidized Yield3
 (as of 03/31/2017)
1.80%
Distribution Yield41.03%
Weighted Average Market Cap199,537,476,551.62
Price to Earnings (as of  03/31/2017)26.10
Price to Book  (as of  03/31/2017)5.93
Price to Cash Flow  (as of  03/31/2017)17.45
Price to Sales  (as of  03/31/2017)3.56

Market Cap (%)

as of 04/28/2017
Large-Cap99.95
Mid-Cap.05
Total100.00

Style (%)

as of 04/28/2017
Value37.99
Core34.12
Growth27.89
Total100.00

SECTOR ALLOCATIONS

Performance information presented on this website is historical, and is not indicative of future results. Investment returns and principal may vary, and at the time of sale an investment may be worth more or worth less than its original value. For most recent month end performance please call 1-855-353-9383 (1-855-FlexETF). All performance figures assume reinvestment of dividend and capital gains at net asset value; actual returns may differ. Performance 1-year and less are cumulative; performance over 1-year are average annualized total returns. The fund inception date is generally several days prior to when the fund begins trading. NAV prices are used to calculate market price performance prior to 07/14/2016, when the fund first traded on NASDAQ. Market performance is determined using the bid/ask midpoint at 4:00pm Eastern time, when the NAV is typically calculated. They do not represent the returns you would receive if you traded shares at other times. Index performance does not represent FlexShares fund performance. It is not possible to invest directly in an index.

Definitions

1Glossary contains definitions of widely used investment terms found on this page.
2SEC Subsidized Yield
The 30-Day SEC Subsidized Yield is computed under an SEC standardized formula based on net income earned over the past 30 days. It is a "subsidized" yield, which means it includes contractual expense reimbursements and it would be lower without those reimbursements. It may also include an inflation adjustment that can cause the yield to vary substantially from one month to the next.
3SEC Unsubsidized Yield
The 30-Day SEC Unsubsidized Yield calculation is also computed under the same SEC standardized formula based on net income earned over the past 30 days, but excludes contractual expense reimbursements, resulting in a lower yield. It may also include an inflation adjustment that can cause the yield to vary substantially from one month to the next.
4Distribution Yield
This yield is calculated by taking the most recent distribution annualized and dividing by the fund NAV from the as of date. For Funds that distribute monthly, an NA will be displayed if the fund has not distributed within the last 35 days.

Month End Performance (%)

as of 03/31/2017
 1 MonthQTDYTDSince Inception
07/13/2016
Market Price.385.935.9312.65
NAV.316.016.0112.59
STOXX® USA ESG Impact Index (SXEIMUV).295.925.9212.30
Russell 1000 Index (RU10INTR).066.036.0311.55

Quarter End Performance (%)

as of 03/31/2017
 1 MonthQTDYTDSince Inception
07/13/2016
Market Price.385.935.9312.65
NAV.316.016.0112.59
STOXX® USA ESG Impact Index (SXEIMUV).295.925.9212.30
Russell 1000 Index (RU10INTR).066.036.0311.55
Performance information presented on this website is historical, and is not indicative of future results. Investment returns and principal may vary, and at the time of sale an investment may be worth more or worth less than its original value. For most recent month end performance please call 1-855-353-9383 (1-855-FlexETF). All performance figures assume reinvestment of dividend and capital gains at net asset value; actual returns may differ. Performance 1-year and less are cumulative; performance over 1-year are average annualized total returns. The fund inception date is generally several days prior to when the fund begins trading. NAV prices are used to calculate market price performance prior to xx/xx/2016, when the fund first traded on NASDAQ. Market performance is determined using the bid/ask midpoint at 4:00pm Eastern time, when the NAV is typically calculated. They do not represent the returns you would receive if you traded shares at other times. Index performance does not represent FlexShares fund performance. It is not possible to invest directly in an index.

Expense Ratios

as of 04/28/2017
 
Gross Expense Ratio.37%
Net Expense Ratio*.32%
*Northern Trust Investments, Inc. ("NTI" or "Investment Adviser") has contractually agreed to reimburse the fees and expenses of the Trust’s independent trustees and their independent legal counsel until March 1, 2018.


Definitions

  • Net Asset Value (NAV)
    NAV is a fund’s price per share, which is calculated by dividing the total value of all the securities in the fund’s portfolio plus cash, interest and receivables less any liabilities by the number of fund shares outstanding.
  • Market Price
    Because ETFs trade like stocks, ETF shares trade at market value on the secondary market, which can be a dollar value above (trading at a premium) or below (trading at a discount) the fund’s NAV.

Market Price

as of 04/28/2017
Price$56.24
Price $ Change$ .00
Price % Change .00%
Avg Bid/Ask Spread$.09
Bid/Ask Midpoint$56.13
Closing Bid Price$56.10
Closing Ask Price$56.16

NAV Price

as of 04/28/2017
Price$56.14
Price $ Change$-.11
Price % Change-.20%

Trading

as of 04/28/2017
52-Week High$59.36
52-Week Low$49.91
Premium/Discount$-.01
Daily Trading Volume (Shares) 0
Average Trading Volume (Shares)930
Shares Outstanding150,001

TOP TEN HOLDINGS

as of 04/28/2017
NameTickerFund
Weight %
SectorMarket CapCountry
MICROSOFT CORP COMMON STOCK USD 0.00000625MSFT5.2598Information TechnologyLarge-CapUnited States
APPLE INC COMMON STOCK USD 0.00001AAPL5.1532Information TechnologyLarge-CapUnited States
EXXON MOBIL CORP COMMON STOCK USD 0XOM3.3354EnergyLarge-CapUnited States
JPMORGAN CHASE & CO COMMON STOCK USD 1JPM3.0680FinancialsLarge-CapUnited States
AMAZON.COM INC COMMON STOCK USD 0.01AMZN3.0136Consumer DiscretionaryLarge-CapUnited States
GENERAL ELECTRIC CO COMMON STOCK USD 0.06GE2.5252IndustrialsLarge-CapUnited States
BANK OF AMERICA CORP COMMON STOCK USD 0.01BAC2.3222FinancialsLarge-CapUnited States
FACEBOOK INC COMMON STOCK USD 0.000006FB2.3184Information TechnologyLarge-CapUnited States
ALPHABET INC COMMON STOCK USD 0.001GOOG2.3029Information TechnologyLarge-CapUnited States
PROCTER & GAMBLE CO/THE COMMON STOCK USD 0PG2.1980Consumer StaplesLarge-CapUnited States
AT&T INC COMMON STOCK USD 1T1.9963Telecommunication ServicesLarge-CapUnited States
CHEVRON CORP COMMON STOCK USD 0.75CVX1.9826EnergyLarge-CapUnited States
VERIZON COMMUNICATIONS INC COMMON STOCK USD 0.1VZ1.8425Telecommunication ServicesLarge-CapUnited States
INTEL CORP COMMON STOCK USD 0.001INTC1.6903Information TechnologyLarge-CapUnited States
PFIZER INC COMMON STOCK USD 0.05PFE1.6856Health CareLarge-CapUnited States
CITIGROUP INC COMMON STOCK USD 0.01C1.6594FinancialsLarge-CapUnited States
BERKSHIRE HATHAWAY INC COMMON STOCK USD 0.0033BRK/B1.6502FinancialsLarge-CapUnited States
CISCO SYSTEMS INC COMMON STOCK USD 0.001CSCO1.4003Information TechnologyLarge-CapUnited States
COCA-COLA CO/THE COMMON STOCK USD 0.25KO1.3811Consumer StaplesLarge-CapUnited States
INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCKIBM1.3715Information TechnologyLarge-CapUnited States
PEPSICO INC COMMON STOCK USD 0.017PEP1.3302Consumer StaplesLarge-CapUnited States
WALT DISNEY CO/THE COMMON STOCK USD 0.01DIS1.2044Consumer DiscretionaryLarge-CapUnited States
3M CO COMMON STOCK USD 0.01MMM1.1568IndustrialsLarge-CapUnited States
MCDONALD'S CORP COMMON STOCK USD 0.01MCD1.1372Consumer DiscretionaryLarge-CapUnited States
MERCK & CO INC COMMON STOCK USD 0.5MRK1.1225Health CareLarge-CapUnited States
SCHLUMBERGER LTD COMMON STOCK USD 0.01SLB0.9954EnergyLarge-CapUnited States
MEDTRONIC PLC COMMON STOCK USD 0.1MDT US0.9281Health CareLarge-CapUnited States
ALTRIA GROUP INC COMMON STOCK USD 0.333MO0.9226Consumer StaplesLarge-CapUnited States
CVS HEALTH CORPCVS0.8648Consumer StaplesLarge-CapUnited States
PHILIP MORRIS INTERNATIONAL INC COMMON STOCK USD 0PM0.8492Consumer StaplesLarge-CapUnited States
WALGREENS BOOTS ALLIANCE INC COMMON STOCK USD 0.01WBA0.8056Consumer StaplesLarge-CapUnited States
UNITED TECHNOLOGIES CORP COMMON STOCK USD 1UTX0.7966IndustrialsLarge-CapUnited States
ACCENTURE PLC COMMON STOCK USD 0.0000225ACN US0.7860Information TechnologyLarge-CapUnited States
TEXAS INSTRUMENTS INC COMMON STOCK USD 1TXN0.7767Information TechnologyLarge-CapUnited States
ABBOTT LABORATORIES COMMON STOCK USD 0ABT0.7421Health CareLarge-CapUnited States
UNITED PARCEL SERVICE INC COMMON STOCK USD 0.01UPS0.7310IndustrialsLarge-CapUnited States
MASTERCARD INC COMMON STOCK USD 0.0001MA0.7288Information TechnologyLarge-CapUnited States
GOLDMAN SACHS GROUP INC/THE COMMON STOCK USD 0.01GS0.6891FinancialsLarge-CapUnited States
ELI LILLY & CO COMMON STOCK USD 0LLY0.6698Health CareLarge-CapUnited States
LOWE'S COS INC COMMON STOCK USD 0.5LOW0.6169Consumer DiscretionaryLarge-CapUnited States
AMGEN INC COMMON STOCK USD 0.0001AMGN0.6023Health CareLarge-CapUnited States
STARBUCKS CORP COMMON STOCK USD 0.001SBUX0.5677Consumer DiscretionaryLarge-CapUnited States
MONDELEZ INTERNATIONAL INC COMMON STOCK USD 0MDLZ0.5675Consumer StaplesLarge-CapUnited States
COLGATE-PALMOLIVE CO COMMON STOCK USD 1CL0.5339Consumer StaplesLarge-CapUnited States
US BANCORP COMMON STOCK USD 0.01USB0.5324FinancialsLarge-CapUnited States
NIKE INC COMMON STOCK USD 1NKE0.4920Consumer DiscretionaryLarge-CapUnited States
ALLERGAN PLC COMMON STOCK 0.0033AGN0.4453Health CareLarge-CapUnited States
THERMO FISHER SCIENTIFIC INC COMMON STOCK USD 1TMO0.4380Health CareLarge-CapUnited States
ADOBE SYSTEMS INC COMMON STOCK USD 0.0001ADBE0.4357Information TechnologyLarge-CapUnited States
TJX COS INC/THE COMMON STOCK USD 1TJX0.4223Consumer DiscretionaryLarge-CapUnited States
BANK OF NEW YORK MELLON CORP/THE COMMON STOCK USDBK0.4044FinancialsLarge-CapUnited States
HALLIBURTON CO COMMON STOCK USD 2.5HAL0.4041EnergyLarge-CapUnited States
NEXTERA ENERGY INC COMMON STOCK USD 0.01NEE0.4017UtilitiesLarge-CapUnited States
METLIFE INC COMMON STOCK USD 0.01MET0.3951FinancialsLarge-CapUnited States
CATERPILLAR INC COMMON STOCK USD 1CAT0.3844IndustrialsLarge-CapUnited States
TESLA INC COMMON STOCK USD 0.001TSLA0.3823Consumer DiscretionaryLarge-CapUnited States
ANTHEM INC COMMON STOCK USD 0.01ANTM0.3821Health CareLarge-CapUnited States
COSTCO WHOLESALE CORP COMMON STOCK USD 0.005COST0.3750Consumer StaplesLarge-CapUnited States
ABBVIE INC COMMON STOCK USD 0.01ABBV0.3683Health CareLarge-CapUnited States
NVIDIA CORP COMMON STOCK USD 0.001NVDA0.3659Information TechnologyLarge-CapUnited States
DUKE ENERGY CORP COMMON STOCK USD 0.001DUK0.3633UtilitiesLarge-CapUnited States
ILLINOIS TOOL WORKS INC COMMON STOCK USD 0.01ITW0.3510IndustrialsLarge-CapUnited States
S&P GLOBAL INC COMMON STOCK USD 1SPGI0.3507FinancialsLarge-CapUnited States
MONSANTO CO COMMON STOCK USD 0.01MON0.3382MaterialsLarge-CapUnited States
CIGNA CORP COMMON STOCK USD 0.25CI0.3303Health CareLarge-CapUnited States
FEDEX CORP COMMON STOCK USD 0.1FDX0.3124IndustrialsLarge-CapUnited States
MARRIOTT INTERNATIONAL INC/MD COMMON STOCK USDMAR0.3076Consumer DiscretionaryLarge-CapUnited States
TARGET CORP COMMON STOCK USD 0.0833TGT0.3059Consumer DiscretionaryLarge-CapUnited States
AUTOMATIC DATA PROCESSING INC COMMON STOCK USD 0.1ADP0.3030Information TechnologyLarge-CapUnited States
KIMBERLY-CLARK CORP COMMON STOCK USD 1.25KMB0.3019Consumer StaplesLarge-CapUnited States
CONOCOPHILLIPS COMMON STOCK USD 0.01COP0.2933EnergyLarge-CapUnited States
AMERICAN EXPRESS CO COMMON STOCK USD 0.2AXP0.2922FinancialsLarge-CapUnited States
HP INC COMMON STOCK USD 0.01HPQ0.2850Information TechnologyLarge-CapUnited States
EATON CORP PLC COMMON STOCK USD 0.01ETN0.2843IndustrialsLarge-CapUnited States
AMERICAN TOWER CORP REIT USD 0.01AMT0.2841Real EstateLarge-CapUnited States
BECTON DICKINSON AND CO COMMON STOCK USD 1BDX0.2811Health CareLarge-CapUnited States
AFLAC INC COMMON STOCK USD 0.1AFL0.2788FinancialsLarge-CapUnited States
SOUTHWEST AIRLINES CO COMMON STOCK USD 1LUV0.2778IndustrialsLarge-CapUnited States
PROLOGIS INC REIT USD 0.01PLD0.2747Real EstateLarge-CapUnited States
KROGER CO/THE COMMON STOCK USD 1KR0.2728Consumer StaplesLarge-CapUnited States
PRICELINE GROUP INC/THE COMMON STOCK USD 0.008PCLN0.2645Consumer DiscretionaryLarge-CapUnited States
BAXTER INTERNATIONAL INC COMMON STOCK USD 1BAX0.2591Health CareLarge-CapUnited States
HEWLETT PACKARD ENTERPRISE CO COMMON STOCK USDHPE0.2515Information TechnologyLarge-CapUnited States
EI DU PONT DE NEMOURS & CO COMMON STOCK USD 0.3DD0.2484MaterialsLarge-CapUnited States
DEERE & CO COMMON STOCK USD 1DE0.2477IndustrialsLarge-CapUnited States
INTUIT INC COMMON STOCK USD 0.01INTU0.2466Information TechnologyLarge-CapUnited States
WEYERHAEUSER CO REIT USD 1.25WY0.2449Real EstateLarge-CapUnited States
BAKER HUGHES INC COMMON STOCK USD 1BHI0.2381EnergyLarge-CapUnited States
PRUDENTIAL FINANCIAL INC COMMON STOCK USD 0.01PRU0.2376FinancialsLarge-CapUnited States
ECOLAB INC COMMON STOCK USD 1ECL0.2357MaterialsLarge-CapUnited States
INGERSOLL-RAND PLC COMMON STOCK USD 1IR0.2351IndustrialsLarge-CapUnited States
SYNCHRONY FINANCIAL COMMON STOCK USD 0.001SYF0.2219FinancialsLarge-CapUnited States
CARNIVAL CORP COMMON STOCK USD 0.01CCL0.2189Consumer DiscretionaryLarge-CapUnited States
DELTA AIR LINES INC COMMON STOCK USD 0.0001DAL0.2180IndustrialsLarge-CapUnited States
MORGAN STANLEY COMMON STOCK USD 0.01MS0.2174FinancialsLarge-CapUnited States
SHERWIN-WILLIAMS CO/THE COMMON STOCK USD 1SHW0.2157MaterialsLarge-CapUnited States
ESTEE LAUDER COS INC/THE COMMON STOCK USD 0.01EL0.2121Consumer StaplesLarge-CapUnited States
FORD MOTOR CO COMMON STOCK USD 0.01F0.2119Consumer DiscretionaryLarge-CapUnited States
AMERICAN INTERNATIONAL GROUP INC COMMON STOCK USDAIG0.2115FinancialsLarge-CapUnited States
CUMMINS INC COMMON STOCK USD 2.5CMI0.2108IndustrialsLarge-CapUnited States
PNC FINANCIAL SERVICES GROUP INC/THE COMMON STOCKPNC0.2101FinancialsLarge-CapUnited States
AUTODESK INC COMMON STOCK USD 0.01ADSK0.1935Information TechnologyLarge-CapUnited States
EDWARDS LIFESCIENCES CORP COMMON STOCK USD 1EW0.1885Health CareLarge-CapUnited States
ALLSTATE CORP/THE COMMON STOCK USD 0.01ALL0.1863FinancialsLarge-CapUnited States
SYSCO CORP COMMON STOCK USD 1SYY0.1817Consumer StaplesLarge-CapUnited States
UNITED CONTINENTAL HOLDINGS INC COMMON STOCK USDUAL0.1810IndustrialsLarge-CapUnited States
WILLIAMS COS INC/THE COMMON STOCK USD 1WMB0.1787EnergyLarge-CapUnited States
COGNIZANT TECHNOLOGY SOLUTIONS CORP COMMON STOCKCTSH0.1768Information TechnologyLarge-CapUnited States
ROYAL CARIBBEAN CRUISES LTDRCL0.1756Consumer DiscretionaryLarge-CapUnited States
PG&E CORP COMMON STOCK USD 0PCG0.1752UtilitiesLarge-CapUnited States
PRINCIPAL FINANCIAL GROUP INC COMMON STOCK USDPFG0.1749FinancialsLarge-CapUnited States
KEYCORP COMMON STOCK USD 1KEY0.1704FinancialsLarge-CapUnited States
ARCHER-DANIELS-MIDLAND CO COMMON STOCK USD 0ADM0.1654Consumer StaplesLarge-CapUnited States
YUM BRANDS INC COMMON STOCK USD 0YUM0.1648Consumer DiscretionaryLarge-CapUnited States
TRAVELERS COS INC/THE COMMON STOCK USD 0TRV0.1612FinancialsLarge-CapUnited States
HARTFORD FINANCIAL SERVICES GROUP INC/THE COMMONHIG0.1576FinancialsLarge-CapUnited States
GENERAL MILLS INC COMMON STOCK USD 0.1GIS0.1544Consumer StaplesLarge-CapUnited States
ULTA BEAUTY INC COMMON STOCK USD 0.01ULTA0.1511Consumer DiscretionaryLarge-CapUnited States
WELLTOWER INCHCN0.1509Real EstateLarge-CapUnited States
PUBLIC STORAGE REIT USD 0.1PSA0.1499Real EstateLarge-CapUnited States
TE CONNECTIVITY LTD COMMON STOCK USD 0.57TEL US0.1468Information TechnologyLarge-CapUnited States
DOLLAR GENERAL CORP COMMON STOCK USD 0.875DG0.1432Consumer DiscretionaryLarge-CapUnited States
YAHOO INC COMMON STOCK USD 0.001YHOO0.1398Information TechnologyLarge-CapUnited States
CONSOLIDATED EDISON INC COMMON STOCK USD 0.1ED0.1391UtilitiesLarge-CapUnited States
CLOROX CO/THE COMMON STOCK USD 1CLX0.1388Consumer StaplesLarge-CapUnited States
BEST BUY CO INC COMMON STOCK USD 0.1BBY0.1373Consumer DiscretionaryLarge-CapUnited States
LYONDELLBASELL INDUSTRIES NV COMMON STOCK USD 0.04LYB0.1366MaterialsLarge-CapUnited States
SMUCKER(J.M.)CO COM STK NPVSJM0.1361Consumer StaplesLarge-CapUnited States
AGILENT TECHNOLOGIES INC COMMON STOCK USD 0.01A0.1340Health CareLarge-CapUnited States
MICROCHIP TECHNOLOGY INC COMMON STOCK USD 0.001MCHP0.1326Information TechnologyLarge-CapUnited States
AIR PRODUCTS & CHEMICALS INC COMMON STOCK USD 1APD0.1308MaterialsLarge-CapUnited States
DEVON ENERGY CORP COMMON STOCK USD 0.1DVN0.1301EnergyLarge-CapUnited States
EVERSOURCE ENERGY COMMON STOCK USD 5ES0.1297UtilitiesLarge-CapUnited States
COMERICA INC COMMON STOCK USD 5CMA0.1291FinancialsLarge-CapUnited States
AMERICAN WATER WORKS CO INC COMMON STOCK USD 0.01AWK0.1285UtilitiesLarge-CapUnited States
HESS CORP COMMON STOCK USD 1HES0.1276EnergyLarge-CapUnited States
LAS VEGAS SANDS CORP COMMON STOCK USD 0.001LVS0.1267Consumer DiscretionaryLarge-CapUnited States
CAPITAL ONE FINANCIAL CORP COMMON STOCK USD 0.01COF0.1266FinancialsLarge-CapUnited States
HOST HOTELS & RESORTS INC REIT USD 0.01HST0.1266Real EstateLarge-CapUnited States
PHILLIPS 66 COMMON STOCK USDPSX0.1225EnergyLarge-CapUnited States
PPG INDUSTRIES INC COMMON STOCK USD 1.67PPG0.1219MaterialsLarge-CapUnited States
SEAGATE TECHNOLOGY PLC COMMON STOCK USD 0.00001STX0.1207Information TechnologyLarge-CapUnited States
XCEL ENERGY INC COMMON STOCK USD 2.5XEL0.1194UtilitiesLarge-CapUnited States
HUMANA INC COMMON STOCK USD 0.166HUM0.1192Health CareLarge-CapUnited States
LAM RESEARCH CORP COMMON STOCK USD 0.001LRCX0.1141Information TechnologyLarge-CapUnited States
VORNADO REALTY TRUST REIT USD 0.04VNO0.1137Real EstateLarge-CapUnited States
CENTURYLINK INC COMMON STOCK USD 1CTL0.1130Telecommunication ServicesLarge-CapUnited States
ALASKA AIR GROUP INC COMMON STOCK USD 0.01ALK0.1127IndustrialsLarge-CapUnited States
PRAXAIR INC COMMON STOCK USD 0.01PX0.1119MaterialsLarge-CapUnited States
MOTOROLA SOLUTIONS INC COMMON STOCK USD 0.01MSI0.1108Information TechnologyLarge-CapUnited States
CBRE GROUP INC COMMON STOCK USD 0.01CBG0.1103Real EstateLarge-CapUnited States
HERSHEY CO/THE COMMON STOCK USD 1HSY0.1085Consumer StaplesLarge-CapUnited States
CHURCH & DWIGHT CO INC COMMON STOCK USD 1CHD0.1064Consumer StaplesLarge-CapUnited States
CONAGRA BRANDS INCCAG0.1055Consumer StaplesLarge-CapUnited States
CITIZENS FINANCIAL GROUP INC COMMON STOCK USD 0.01CFG0.1012FinancialsLarge-CapUnited States
AMPHENOL CORP COMMON STOCK USD 0.001APH0.1010Information TechnologyLarge-CapUnited States
ANNALY CAPITAL MANAGEMENT INC REIT USD 0.01NLY0.0985FinancialsLarge-CapUnited States
MCCORMICK & CO INC/MD COMMON STOCK USD 0MKC0.0966Consumer StaplesLarge-CapUnited States
WYNDHAM WORLDWIDE CORP COMMON STOCK USD 0.01WYN0.0955Consumer DiscretionaryLarge-CapUnited States
PPL CORP COMMON STOCK USD 0.01PPL0.0955UtilitiesLarge-CapUnited States
HOLOGIC INC COMMON STOCK USD 0.01HOLX0.0954Health CareLarge-CapUnited States
PENTAIR PLC COMMON STOCK USD 0.01PNR US0.0947IndustrialsLarge-CapUnited States
CELANESE CORP COMMON STOCK USD 0.0001CE0.0935MaterialsLarge-CapUnited States
CHECK POINT SOFTWARE TECHNOLOGIES LTD COMMON STOCKCHKP US0.0931Information TechnologyLarge-CapUnited States
PIONEER NATURAL RESOURCES CO COMMON STOCK USD 0.01PXD0.0929EnergyLarge-CapUnited States
FASTENAL CO COMMON STOCK USD 0.01FAST0.0928IndustrialsLarge-CapUnited States
FIRST REPUBLIC BANK/CA COMMON STOCKFRC0.0927FinancialsLarge-CapUnited States
EXPEDITORS INTERNATIONAL OF WASHINGTON INC COMMONEXPD0.0924IndustrialsLarge-CapUnited States
ARTHUR J GALLAGHER & CO COMMON STOCK USD 1AJG0.0919FinancialsLarge-CapUnited States
METTLER-TOLEDO INTERNATIONAL INC COMMON STOCK USDMTD0.0919Health CareLarge-CapUnited States
LOEWS CORP COMMON STOCK USD 0.01L0.0918FinancialsLarge-CapUnited States
WESTERN UNION CO/THE COMMON STOCK USD 0.01WU0.0903Information TechnologyLarge-CapUnited States
XILINX INC COMMON STOCK USD 0.01XLNX0.0881Information TechnologyLarge-CapUnited States
ANALOG DEVICES INC COMMON STOCK USD 0.167ADI0.0873Information TechnologyLarge-CapUnited States
DR PEPPER SNAPPLE GROUP INC COMMON STOCK USD 0.01DPS0.0853Consumer StaplesLarge-CapUnited States
KELLOGG CO COMMON STOCK USD 0.25K0.0839Consumer StaplesLarge-CapUnited States
IRON MOUNTAIN INC REIT USD 0.01IRM0.0834Real EstateLarge-CapUnited States
VF CORP COMMON STOCK USD 0VFC0.0821Consumer DiscretionaryLarge-CapUnited States
JUNIPER NETWORKS INC COMMON STOCK USD 0.00001JNPR0.0818Information TechnologyLarge-CapUnited States
PACKAGING CORP OF AMERICA COMMON STOCK USD 0.01PKG0.0813MaterialsLarge-CapUnited States
CMS ENERGY CORP COMMON STOCK USD 0.01CMS0.0796UtilitiesLarge-CapUnited States
INTERNATIONAL FLAVORS & FRAGRANCES INC COMMONIFF0.0794MaterialsLarge-CapUnited States
CINTAS CORP COMMON STOCK USD 0CTAS0.0789IndustrialsLarge-CapUnited States
BALL CORP COMMON STOCK USD 0BLL0.0771MaterialsLarge-CapUnited States
AMERISOURCEBERGEN CORP COMMON STOCK USD 0.01ABC0.0764Health CareLarge-CapUnited States
AMETEK INC COMMON STOCK USD 0.01AME0.0758IndustrialsLarge-CapUnited States
MASCO CORP COMMON STOCK USD 1MAS0.0755IndustrialsLarge-CapUnited States
TIFFANY & CO COMMON STOCK USD 0.01TIF0.0755Consumer DiscretionaryLarge-CapUnited States
NEWELL BRANDS INCNWL0.0752Consumer DiscretionaryLarge-CapUnited States
FORTIVE CORP COMMON STOCK USD 0.01FTV0.0747IndustrialsLarge-CapUnited States
SEI INVESTMENTS CO COMMON STOCK USD 0.01SEIC0.0744FinancialsLarge-CapUnited States
CAMPBELL SOUP CO COMMON STOCK USD 0.0375CPB0.0742Consumer StaplesLarge-CapUnited States
MOBILEYE NV COMMON STOCKMBLY US0.0732Information TechnologyLarge-CapUnited States
WHIRLPOOL CORP COMMON STOCK USD 1WHR0.0731Consumer DiscretionaryLarge-CapUnited States
JACK HENRY & ASSOCIATES INC COMMON STOCK USD 0.01JKHY0.0729Information TechnologyLarge-CapUnited States
HORMEL FOODS CORP COMMON STOCK USD 0.01465HRL0.0703Consumer StaplesLarge-CapUnited States
VENTAS INC REIT USD 0.25VTR0.0688Real EstateLarge-CapUnited States
BUNGE LTD COMMON STOCK USD 0.01BG0.0679Consumer StaplesLarge-CapUnited States
HCP INC REIT USD 1HCP0.0662Real EstateLarge-CapUnited States
DELPHI AUTOMOTIVE PLC COMMON STOCK USD 0.01DLPH US0.0662Consumer DiscretionaryLarge-CapUnited States
PERRIGO CO PLC COMMON STOCK USD 0.001PRGO US0.0662Health CareLarge-CapUnited States
IDEXX LABORATORIES INC COMMON STOCK USD 0.1IDXX0.0661Health CareLarge-CapUnited States
INTERNATIONAL PAPER CO COMMON STOCK USD 1IP0.0638MaterialsLarge-CapUnited States
HD SUPPLY HOLDINGS INC COMMON STOCK USD 0.01HDS0.0635IndustrialsLarge-CapUnited States
FRANKLIN RESOURCES INC COMMON STOCK USD 0.1BEN0.0633FinancialsLarge-CapUnited States
VERISK ANALYTICS INC COMMON STOCK USD 0.001VRSK0.0623IndustrialsLarge-CapUnited States
COCA-COLA EUROPEAN PARTNERS PLC COMMON STOCK USDCCE US0.0622Consumer StaplesLarge-CapUnited States
WILLIS TOWERS WATSON PLCWLTW US0.0617FinancialsLarge-CapUnited States
L3 TECHNOLOGIES INCLLL0.0615IndustrialsLarge-CapUnited States
REGIONS FINANCIAL CORP COMMON STOCK USD 0.01RF0.0610FinancialsLarge-CapUnited States
MOHAWK INDUSTRIES INC COMMON STOCK USD 0.01MHK0.0588Consumer DiscretionaryLarge-CapUnited States
EQT CORP COMMON STOCK USD 0EQT0.0583EnergyLarge-CapUnited States
REINSURANCE GROUP OF AMERICA INC COMMON STOCK USDRGA0.0582FinancialsLarge-CapUnited States
TYSON FOODS INC COMMON STOCK USD 0.1TSN0.0575Consumer StaplesLarge-CapUnited States
AUTOLIV INC COMMON STOCK USD 1ALV US0.0574Consumer DiscretionaryLarge-CapUnited States
EASTMAN CHEMICAL CO COMMON STOCK USD 0.01EMN0.0571MaterialsLarge-CapUnited States
ALLY FINANCIAL INC COMMON STOCK USD 0.1ALLY0.0560FinancialsLarge-CapUnited States
WESTROCK CO COMMON STOCK USDWRK0.0556MaterialsLarge-CapUnited States
MACY'S INC COMMON STOCK USD 0.01M0.0554Consumer DiscretionaryLarge-CapUnited States
KOHL'S CORP COMMON STOCK USD 0.01KSS0.0545Consumer DiscretionaryLarge-CapUnited States
SCANA CORP COMMON STOCK USD 0SCG0.0522UtilitiesLarge-CapUnited States
TOTAL SYSTEM SERVICES INC COMMON STOCK USD 0.1TSS0.0513Information TechnologyLarge-CapUnited States
HANESBRANDS INC COMMON STOCK USD 0.01HBI0.0508Consumer DiscretionaryLarge-CapUnited States
FORTUNE BRANDS HOME & SECURITY INC COMMON STOCKFBHS0.0502IndustrialsLarge-CapUnited States
XYLEM INC/NY COMMON STOCK USDXYL0.0497IndustrialsLarge-CapUnited States
VIACOM INC COMMON STOCK USD 0.001VIAB0.0488Consumer DiscretionaryLarge-CapUnited States
SERVICENOW INC COMMON STOCK USD 0.001NOW0.0474Information TechnologyLarge-CapUnited States
SEALED AIR CORP COMMON STOCK USD 0.1SEE0.0473MaterialsLarge-CapUnited States
FOOT LOCKER INC COMMON STOCK USD 0.01FL0.0471Consumer DiscretionaryLarge-CapUnited States
MSCI INC COMMON STOCK USD 0.01MSCI0.0467FinancialsLarge-CapUnited States
AMDOCS LTD COMMON STOCK USD 0.01DOX0.0460Information TechnologyLarge-CapUnited States
DARDEN RESTAURANTS INC COMMON STOCK USD 0DRI0.0457Consumer DiscretionaryLarge-CapUnited States
DELL TECHNOLOGIES INC CLASS V TRACKING STK USDDVMT0.0457Information TechnologyLarge-CapUnited States
CENTERPOINT ENERGY INC COMMON STOCK USD 0.01CNP0.0449UtilitiesLarge-CapUnited States
GOODYEAR TIRE & RUBBER CO/THE COMMON STOCK USD 0GT0.0441Consumer DiscretionaryLarge-CapUnited States
SVB FINANCIAL GROUP COMMON STOCK USD 0.001SIVB0.0441FinancialsLarge-CapUnited States
ARCONIC INCARNC0.0440IndustrialsLarge-CapUnited States
TD AMERITRADE HOLDING CORP COMMON STOCK USD 0.01AMTD0.0438FinancialsLarge-CapUnited States
ALLEGHANY CORP COMMON STOCK USD 1Y0.0437FinancialsLarge-CapUnited States
UNUM GROUP COMMON STOCK USD 0.1UNM0.0431FinancialsLarge-CapUnited States
AES CORP/VA COMMON STOCK USD 0.01AES0.0429UtilitiesLarge-CapUnited States
NOBLE ENERGY INC COMMON STOCK USD 0.01NBL0.0428EnergyLarge-CapUnited States
NEWFIELD EXPLORATION CO COMMON STOCK USD 0.01NFX0.0409EnergyLarge-CapUnited States
SPLUNK INC COMMON STOCK USD 0.001SPLK0.0391Information TechnologyLarge-CapUnited States
YUM CHINA HOLDINGS INC COMMON STOCK USD 0.01YUMC0.0379Consumer DiscretionaryLarge-CapUnited States
NASDAQ INC COMMON STOCK USD 0.01NDAQ0.0370FinancialsLarge-CapUnited States
PINNACLE WEST CAPITAL CORP COMMON STOCK USD 0PNW0.0366UtilitiesLarge-CapUnited States
CA INC COMMON STOCK USD 0.1CA0.0341Information TechnologyLarge-CapUnited States
PVH CORP COMMON STOCK USD 1PVH0.0326Consumer DiscretionaryLarge-CapUnited States
DOVER CORP COMMON STOCK USD 1DOV0.0311IndustrialsLarge-CapUnited States
ETRADE FINANCIAL CORPETFC0.0297FinancialsLarge-CapUnited States
BORGWARNER INC COMMON STOCK USD 0.01BWA0.0288Consumer DiscretionaryLarge-CapUnited States
VARIAN MEDICAL SYSTEMS INC COMMON STOCK USD 1VAR0.0260Health CareLarge-CapUnited States
ALKERMES PLC COMMON STOCK USD 0.01ALKS US0.0250Health CareLarge-CapUnited States
AGNC INVESTMENT CORP REIT USD 0.01AGNC0.0241FinancialsLarge-CapUnited States
MICHAEL KORS HOLDINGS LTD COMMON STOCK USD 0KORS US0.0241Consumer DiscretionaryMid-CapUnited States
FEDERAL REALTY INVESTMENT TRUST REIT USD 0.01FRT0.0234Real EstateLarge-CapUnited States
INGREDION INC COMMON STOCK USD 0.01INGR0.0222Consumer StaplesLarge-CapUnited States
STERICYCLE INC COMMON STOCK USD 0.01SRCL0.0214IndustrialsLarge-CapUnited States
MICHAEL KORS HOLDINGS LTD COMMON STOCK USD 0KORS US0.0214Consumer DiscretionaryMid-CapUnited States
FLEX LTDFLEX0.0188Information TechnologyLarge-CapUnited States
WESTAR ENERGY INC COMMON STOCK USD 5WR0.0149UtilitiesLarge-CapUnited States
MOBILEYE NV COMMON STOCKMBLY US0.0133Information TechnologyLarge-CapUnited States

DISTRIBUTION SCHEDULE

View by year:
Ex-DateRecord DatePayable DateIncomeShort-Term
Capital Gains
Long-Term
Capital Gains
Return of CapitalTotal Distribution
12/21/201712/22/201712/28/2017
09/18/201709/19/201709/22/2017
06/19/201706/21/201706/23/2017
03/20/201703/22/201703/24/20170.1426550000.142655
12/22/201612/27/201612/29/20160.3221570000.322157
09/19/201609/21/201609/23/20160.1626110000.162611

The STOXX® USA ESG Impact Index offers exposure to a set of U.S. companies that is tilted towards companies scoring better with respect to a select set of environmental, social, and governance (ESG) key performance indicators (KPIs). Eligible U.S. securities are selected from the STOXX Global 1800 Index. The bottom 50% of such companies based on their ESG KPI scores are excluded from the Index, as are companies that do not adhere to the UN Global compact principles, are involved in controversial weapons or are coal miners (ICB Subsector 1771). Components are then weighted by free-float market cap combined with a cap factor that is based on a company’s aggregate ESG KPI score. Component weightings may also be adjusted to ensure that the weight of a single company is less than 5% at time of each index rebalancing or reconstitution.